ROC Compliance Pillar
ROC Annual Compliance for Companies & LLPs
Every company, LLP, and OPC must file MGT-7, AOC-4, ADT-1, and DIR-3 KYC with the Registrar of Companies (ROC). Penalties for late filing reach ₹50,000+. Tax Garden handles end-to-end ROC compliance so you stay compliant.
1.7M+
Companies in India
5M+
Annual ROC filings
₹200-₹1,000
Penalty cost per day (late)
3 years non-filing
Dormancy trigger
ROC Filings We Handle
MGT-7: Annual Return Filing
Annual return with company details, shareholding, directors. Due 60 days after AGM or by 31st Dec.
AOC-4: Balance Sheet & Financials
Financial statements, profit & loss, notes to accounts. Due same deadline as MGT-7.
ADT-1: Independent Director Declaration
Certification of independent directors. Due by 30th April annually.
DIR-3 KYC: Director Information Update
Annual KYC update for all directors, including DIN, addresses, qualifications. Due by 30th June.
Event-Based Filings
Director appointments, resignations, board resolutions, changes in capital structure, name changes.
Penalty Waivers & Amnesty
CCFS 2026 allows 90% penalty waiver on pending ROC filings. Filing deadline: 15 July 2026.
Detailed ROC Guides
ROC Filing
ROC Annual Compliance for Private Limited Companies
Step-by-step guide to MGT-7, AOC-4, ADT-1 filings with deadlines and penalties.
Read guideLLP Filing
LLP Annual Compliance: Form 11, Form 8, Due Dates
Form-11 (Annual Return) and Form-8 (Statement) filings for LLPs with ROC deadlines.
Read guideOPC Filing
One Person Company (OPC) Annual Compliance
MGT-7, AOC-4, DIR-3 KYC requirements for OPCs with simplified compliance steps.
Read guidePenalty Waiver
CCFS 2026: ROC Penalty Amnesty & Penalty Waiver
90% penalty waiver on overdue ROC filings until 15 July 2026. File now to save penalties.
Read guideDeposits
DPT-3: Return of Deposits (Companies Act 2013)
DPT-3 filing for companies accepting deposits from public or members. Due dates and penalties.
Read guideCalendar
FY 2026-27 Compliance Calendar: ROC Deadlines
Year-round ROC, GST, TDS, and income tax deadlines for FY 2026-27 all in one calendar.
Read guideROC Compliance FAQs
What is the difference between MGT-7 and AOC-4?▼
MGT-7 (Annual Return) contains company details, shareholding, directors, and meetings held. AOC-4 (Balance Sheet) contains financial statements (profit & loss, balance sheet, notes to accounts). Both are due 60 days after AGM or by 31st December.
What are ROC filing penalties?▼
Late filing penalties: ₹200-₹1,000 per day (capped at ₹50,000 in most cases). Additional penalties apply for false/incomplete information. After 3 years of non-filing, company becomes dormant. CCFS 2026 offers 90% penalty waiver if filed by 15 July 2026.
Can I file ROC forms online myself?▼
Yes, you can file via the MCA portal (mca.gov.in) with a Digital Signature Certificate (DSC). However, most businesses prefer using a CA firm to ensure accuracy and avoid rejection. Tax Garden handles full end-to-end filing so you don't have to manage portals.
Let Tax Garden Handle Your ROC Compliance
MGT-7, AOC-4, ADT-1, DIR-3 KYC. All filed on time, every year. Fixed fee, no surprises.